With over three decades of dedicated experience in the financial services industry, Michael Franklin serves as our Branch Manager and Office of Supervisory Jurisdiction Supervisor (OSJ). His extensive tenure provides our practice with a rock-solid foundation of regulatory expertise, operational oversight, and strategic leadership.
Throughout his 30-plus year career, Michael has navigated numerous market cycles and evolving regulatory landscapes. This deep industry knowledge allows him to manage compliance and branch operations with absolute precision, ensuring that our team consistently operates at the highest standard of integrity and efficiency.
By handling the critical complexities of risk management and compliance behind the scenes, Michael enables our advisors to focus entirely on what matters most: delivering modern, high-touch, and seamless digital experiences for our clients